- Guidehouse (New York, NY)
- …risk management frameworks, guidelines, and policies + Ensure alignment with regulatory requirements + Communicate risk and control findings and influence change ... in one or more of the following areas: + Operational risk and/or big bank compliance (first or second line of defense) + Banking regulations, compliance , and… more
- City of New York (New York, NY)
- …site visits, and programmatic reviews and assessments. - Ensures programming and regulatory compliance , aligned with City rules and accountability standards. - ... and legal aspects of strategic initiatives and the Centralized Construction Mentor Program , including budget execution and compliance oversight. - Supports the… more
- Human Technologies Corporation (Utica, NY)
- …employee feel seen, supported, and confident that they're protected at work. + Maintain compliance with OSHA, EPA, and other regulatory bodies, and use your ... We're looking for an experienced Workplace Safety Training and Compliance Manager who sees beyond checklists and compliance...improve safety programs that not only meet but exceed regulatory standards. + Partner with leadership to design and… more
- New York State Civil Service (New York, NY)
- …or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial ... Title Virtual Currency Application Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade… more
- Coinbase (Albany, NY)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing TMS… more
- Raymond James Financial, Inc. (New York, NY)
- …Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the ... Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related… more
- Vail Resorts (NY)
- …filled (whichever is first). **Job Summary:** As the Manager of Governance and Compliance on the Resort Application Development team, you will be responsible for ... ensuring that software delivery practices align with regulatory requirements, internal standards, and the defined Software Development Lifecycle (SDLC). You will… more
- Mizuho Corporate Bank (New York, NY)
- …successful candidate will contribute to the various layers of the Operational Resilience Program , from oversighting DORA regulatory program , supporting the ... new team member will be responsible for supporting the compliance program on DORA, the management of...update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with… more
- ManpowerGroup (New York, NY)
- Our client, a financial services organization, is seeking a BCM Compliance Officer to join their team. As a BCM Compliance Officer, you will be part of the ... Corporate Compliance Department supporting the New York Branch. The ideal...the Business Continuity Plan and related policies based on regulatory guidance and organizational changes. + Coordinate and execute… more
- CDS Life Transitions (Webster, NY)
- Summary: The Senior Compliance and Quality Specialist is responsible for coordinating and monitoring PCC's internal audit and validation processes. This role ... and maintaining policies, procedures, and standard operating procedures related to compliance and quality. + Coordinate, assign and manage audit schedules. +… more