- New York State Civil Service (New York, NY)
- …and supervisory actions taken, if any;* Monitors institution's financial condition, compliance with laws and regulations and regulatory reporting, including ... or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- KeyBank (Amherst, NY)
- … (the "REA Program ") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance ... of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both… more
- NBC Universal (New York, NY)
- …will play a pivotal role in shaping and implementing the company's ethics and compliance program . This is a high-impact role responsible for partnering across ... Support the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training,… more
- US Bank (New York, NY)
- …modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that ... . Able to read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This role offers a… more
- Constructive Partnerships Unlimited (Manhattan, NY)
- …corrective actions for identified issues, as necessary, to ensure regulatory compliance . + Works collaboratively with management and program staff on the ... audit results. + Conducts weekly observations to settings to ensure policy and regulatory compliance . + Provides technical assistance and support to agency … more
- New York State Civil Service (New York, NY)
- …or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial ... Financial Services, Department of Title Financial Services Specialist 1 ( Compliance ), SG-18 Occupational Category Financial, Accounting, Auditing Salary Grade 18… more
- Volunteers of America Upstate New York (Rochester, NY)
- …and health. GENERAL FUNCTIONS: This position is responsible for the quality assurance/ compliance functions of program operations. This position ensures ... and other meetings as requested. 3. Maintain client and staff confidentiality in compliance with Administrative Policies and Procedures and Program Policies and… more
- JPMorgan Chase (Brooklyn, NY)
- …financial crime risks. In this role, you will enhance the Firm's KYC program by collaborating with global business and compliance stakeholders across lines ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...properly implemented, maintained, and aligned with applicable legal and regulatory standards. Additionally, your role will require a high… more
- AHRC Suffolk (Bohemia, NY)
- Role Summary: The Quality Compliance , Incident Specialist (QCIS) with the support of the Vice President of Quality Improvement and Corporate Compliance and the ... Director of Quality Improvement and Corporate Compliance , supports the integrity and effectiveness of agency documentation and investigative process. This role is… more
- City of New York (New York, NY)
- …of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Compliance Analyst assists in developing a program to monitor procurement of ... in the Agency's legal work: - Recommend statutory and regulatory revisions to agency contracts. - Advise on legal...all project lifecycle phases within the NYCHA capital construction program . - Monitor compliance with established standard… more