- Coinbase (Albany, NY)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing TMS… more
- Raymond James Financial, Inc. (New York, NY)
- …Duties and Responsibilities** + Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the ... Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related… more
- Vail Resorts (NY)
- …filled (whichever is first). **Job Summary:** As the Manager of Governance and Compliance on the Resort Application Development team, you will be responsible for ... ensuring that software delivery practices align with regulatory requirements, internal standards, and the defined Software Development Lifecycle (SDLC). You will… more
- Mizuho Corporate Bank (New York, NY)
- …successful candidate will contribute to the various layers of the Operational Resilience Program , from oversighting DORA regulatory program , supporting the ... new team member will be responsible for supporting the compliance program on DORA, the management of...update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with… more
- NBC Universal (New York, NY)
- …Tools to assist in the delivery of the Product roadmap. The Privacy & Compliance regulatory environment is going through significant change, and this candidate ... Data & Legal Solutions team operates as a central program operations group embedded across Ad Sales, Distribution, Marketing,...Data & Legal Solutions will support legal, privacy and compliance functions including the NBCU Privacy, Litigation & … more
- ManpowerGroup (New York, NY)
- Our client, a financial services organization, is seeking a BCM Compliance Officer to join their team. As a BCM Compliance Officer, you will be part of the ... Corporate Compliance Department supporting the New York Branch. The ideal...the Business Continuity Plan and related policies based on regulatory guidance and organizational changes. + Coordinate and execute… more
- CDS Life Transitions (Webster, NY)
- Summary: The Senior Compliance and Quality Specialist is responsible for coordinating and monitoring PCC's internal audit and validation processes. This role ... and maintaining policies, procedures, and standard operating procedures related to compliance and quality. + Coordinate, assign and manage audit schedules. +… more
- Citizens (New York, NY)
- …play a pivotal role in strengthening our enterprise privacy and compliance efforts. You'll help drive Citizens' customer-first, innovation-driven growth by ... a Privacy Manager, you'll execute our Privacy Office strategy to ensure compliance with Citizens policies and evolving privacy laws and regulations. You'll champion… more
- Kelly Services (New York, NY)
- **Job Summary:** We are seeking a detail-oriented and experienced Housing Compliance Specialist to support our team in managing LIHTC and HUD Section 8 ... RealPage/OneSite software and a strong understanding of affordable housing compliance requirements. **Schedule:** Monday-Friday 9 AM-5 PM **Key Responsibilities:** +… more
- Mizuho Corporate Bank (New York, NY)
- …role will work in close partnership with divisional leadership to ensure the program is comprehensive, effective, and aligned with regulatory expectations and ... the broader program to identify areas for continuous improvement. + Ensure compliance with applicable regulatory requirements and serve as a liaison with… more
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