- MUFG (New York, NY)
- …gain efficiencies and support continuous improvement, while complying with IIA standards and regulatory requirements. + Assess compliance with IIA standards and ... methodology, tools, and templates in line with Internal Audit Standards and regulatory requirements. This role is responsible for providing strategic leadership in… more
- Vail Resorts (NY)
- …a focus on the MaintainX system. This role ensures operational excellence, regulatory compliance , and continuous improvement through robust governance practices ... Protocols** 14. Track implementation of Technical Service Bulletins (TSBs) and regulatory requirements. 15. Enforce compliance and escalate issues as necessary.… more
- TD Bank (Astoria, NY)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for ... in a timely manner + Ensures colleagues are in compliance with all Regulatory and AMCB policies,...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the ... you make an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and risk management activities,… more
- Marex (New York, NY)
- …is meeting its regulatory requirements in an efficient manner. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, ... they participate in projects and help build out the Financial Crime Compliance function at Marex, building on their previous experience. Marex has unique… more
- City of New York (New York, NY)
- …is central to enhancing our security posture, reducing risk, and ensuring compliance with regulatory requirements. By driving the implementation and continuous ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- TD Bank (New York, NY)
- …a strong risk and control environment, supported by an effective supervisory program for the Corporate and Investment Banking business. The successful candidate will ... of Excellence responsible for maintaining and overseeing the business lines regulatory supervision activities and delegated supervisory processes. + Execution lead… more
- American Express (New York, NY)
- …to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory ... Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, manages operational risks… more
- Ford Motor Company (Albany, NY)
- …lifecycle, from concept and development to production and field operation, ensuring compliance with regulatory and internal standards. + Establish and refine ... safety is seamlessly integrated into all aspects of product development, meeting both regulatory and company objectives. **What you'll do ** + Define and implement… more
- TD Bank (New York, NY)
- …to lead, train and mentor teams in conducting thorough investigations, ensuring regulatory compliance , and maintaining high standards of accuracy. Manages staff, ... process for a specific area and assigns and monitors caseloads to ensure potential regulatory risks and losses to the bank are minimized. Our team currently operates… more