- The Research Foundation for SUNY at the University at Albany (Albany, NY)
- …(Senior RSA) provides support to the University at Albany (UAlbany) and its research compliance and security mission. The Office of Regulatory and Research ... years of full-time relevant professional experience (research administration, sponsored program administration, export compliance , foreign influence reviews,… more
- HSBC (New York, NY)
- …across the gamut of core and structured trade solutions + Ensure full compliance with evolving regulatory requirements and that reputational risk impact is ... for the bank and the client + Thorough understanding of regulatory framework and expertise in implementing multi-geography, multi-product deals + Contribute… more
- TD Bank (Larchmont, NY)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for ... in a timely manner + Ensures colleagues are in compliance with all Regulatory and AMCB policies,...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- Highmark Health (Albany, NY)
- …code and modifier systems, missed secondary diagnoses and procedures and ensures compliance with DRG/APC structure and regulatory requirements. Performs periodic ... Management Association and Corporate Compliance Coding Guidelines. Assures compliance with the coding guidelines and regulatory requirements. (10%)… more
- Broadridge Financial Solutions (New York, NY)
- …aligning it with Wealth Management goals and fostering innovation, regulatory compliance , and long-term scalability. Cross-Functional Collaboration: Partner ... knowledge of enterprise architecture, cloud computing, and data management. Experience with regulatory compliance in the financial industry is crucial. Strong… more
- JPMorgan Chase (New York, NY)
- …have experience in US Anti-Money Laundering (AML) policy, legislation, regulation, and compliance program practice; also helpful, but not essential, is ... Suspicious Activity Reporting. + Advise on systems and controls for regulatory compliance . + Collaborate with internal and external counsel on investigative… more
- City of New York (New York, NY)
- …is central to enhancing our security posture, reducing risk, and ensuring compliance with regulatory requirements. By driving the implementation and continuous ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- American Express (New York, NY)
- …to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory ... Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks… more
- American Express (New York, NY)
- …risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues,… more