- TD Bank (New York, NY)
- …Trade Surveillance program , including identifying emerging risks, regulatory developments related to surveillance, maintaining Compliance Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global … more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager, Compliance Program : Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior Manager, ... is responsible for overseeing and implementing the organization's compliance program to ensure adherence to federal,...ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human… more
- TD Bank (New York, NY)
- …(QA) program and continue to drive accuracy, consistency, and compliance with departmental review procedures. The incumbent will collaborate closely with Trade ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...to develop and build out a global Surveillance QA program . The Surveillance Quality Assurance Manager will contribute to… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and Standard Operating… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This is not just about implementing a new program ... senior management of the Bank with respect to significant regulatory compliance risk matters + Empowered to...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program . Coordinate and performs risk assessment, monitoring, testing ... program remains current and aligned with BMO Compliance Program . Work with business units and...recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and… more
- University of Rochester (Rochester, NY)
- …government program managers and contracting officers. KEY RESPONSIBILITIES: + ** Compliance Program Leadership** : Lead the design, implementation, and ... ongoing maintenance of a comprehensive government contracting compliance program , ensuring alignment with all relevant laws and regulations. + **Contract Review… more
- Opportunities for Otsego, Inc. (Oneonta, NY)
- …plans, goals, and refunding applications + Ensuring program quality and compliance with agency policy, regulatory requirements, program standards, and ... Emergency Housing Program Manager Opportunities for Otsego is seeking a...accurate maintenance of data and documentation needed for audits, compliance , and contracts Minimum Education and Experience: Bachelor's degree… more
- City of New York (New York, NY)
- …that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the Department ... Serve as a resource for interpreting and implementing program regulatory requirements, including CACFP meal service compliance . Establish and maintain… more
- KeyBank (Albany, NY)
- …and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes + ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more