- MUFG (Irving, TX)
- …Act, BSA/AML and OFAC screening regulations. + Prior experience designing compliance program tuning and configuration methodologies, including what-if detection ... crime. **Major Responsibilities:** + In connection with the Global Financial Crimes program - + Assist with the development of mathematical or statistical theory… more
- Charles Schwab (Westlake, TX)
- …provides internal audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and ... services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle...and support the assessment of the operational risk management program that handles the RCSA program . +… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... upload data into the systems of record to ensure compliance with all bank policies, procedures, and regulatory...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical… more
- Caterpillar, Inc. (Irving, TX)
- …to identifying, assessing, and managing security risks in a manner that meets compliance , quality, legal and regulatory requirements, and aligns with and ... Cybersecurity organization through strategic planning as well as project and program management. This position requires extensive collaboration to ensure the… more
- Lincoln Financial (Austin, TX)
- …you will lead and execute risk-based audits focusing on operational processes and regulatory compliance across the company. In this role, you will provide ... through in-depth reviews of business processes from both operational and regulatory perspectives, while also providing exposure to Lincoln Financial's Information… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **In this role, you will:** + Support in… more
- MD Anderson Cancer Center (Houston, TX)
- …quality, efficiency and appropriateness of testing, personnel practices, continuing education and regulatory compliance issues. * * Intricately involved in the ... by the division CQI committee. * Maintains knowledge of technical procedures, regulatory compliance issues, and information systems and demonstrated the… more
- Catholic Health Initiatives (Houston, TX)
- …Provides consultation and assists physicians, ancillary and nursing departments with regulatory compliance issues. Supports implementation of regulatory ... in order to improve management of outcomes and ensure compliance . Assists with regulatory readiness and survey...which is related to managing an organization's Quality Improvement Program . + Minimum of two (2) years of clinical,… more
- Santander US (Dallas, TX)
- …and managing operational risks associated with digital payments operations, ensuring compliance with regulatory requirements, and contributing to the development ... independent risk assessment and oversight for electronic payments projects, ensuring compliance with regulatory requirements, Payment Systems Risk Policy,… more