- Charles Schwab (Westlake, TX)
- …existing policies. In this role, you'll report to the Director of Advisor Services Compliance and will provide regulatory guidance to business partners and other ... Line of Defense (2LOD) for a team that provides regulatory guidance to business partners on items such as...items, for ongoing remediation efforts and results of Global Compliance Testing Program + Global Compliance… more
- USAA (San Antonio, TX)
- …quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for quality ... Management processes and procedures. + Ensures objectives align with operational process, regulatory , risk and compliance goals to effectively contribute to the… more
- Charles Schwab (Southlake, TX)
- …role, you'll play a key part in transforming the direction of the current Employee Compliance Program . While the program is currently set up to facilitate ... status quo" and transform the finance industry together. In Compliance , we help our business partners achieve their strategic...Assist in the development of an enhanced violations monitoring program . + Participate as needed in any /all hands… more
- Texas Instruments (Dallas, TX)
- …mitigate those risks + Coordinate with stakeholders to ensure TI's compliance program comprehends changes to the legal and regulatory environment + Provide ... compliance team, helping to ensure legal and regulatory compliance , investigating compliance -related issues,...compliance -related issues, and working to continuous strengthen the compliance program . The position is based in… more
- Emerson (Stafford, TX)
- …trade activities (imports, exports, trade programs). + Perform basic legislative and regulatory impact analysis. + Ensure compliance with all applicable import ... If you are a compliance professional looking for an opportunity to grow,...Management System guidelines to ensure due diligence/reasonable care with regulatory requirements and implement corrective actions as vital. +… more
- Lincoln Financial (Austin, TX)
- …**Requisition #:** 74750 **The Role at a Glance** The AVP, Product Compliance & State Filing provides leadership, direction and functional expertise to ensure ... strong product compliance and filing results for the Retail Annuities business....to expedite state product approvals, to include negotiations with regulatory authorities, discussions with outside counsel and/or consulting firms… more
- SHI (Austin, TX)
- …Level Requirements** + Ability to assess, design, and test IT controls to ensure compliance with regulatory and organizational standards - Advanced + Ability to ... or yours.** **Job Summary** The IT Operations Lead - Compliance will assess the effectiveness of IT controls, ensuring...of controls and processes to ensure adherence to all regulatory , policy, and department standards. This position will be… more
- Danaher Corporation (Austin, TX)
- …oversee the design, build and execution of a robust and global clinical affairs compliance strategy and program including internal GCP auditing (ie, TMF, SOP ... which makes everything possible. The Senior Manager, Clinical Quality and Compliance reporting to the Senior Director of Clinical Compliance … more
- Atlas (Austin, TX)
- …Training clients and employees in SPCC Plan and stormwater requirements. * Performing regulatory compliance audits to review client operations to ensure they ... are a great company. We are seeking a **Water Compliance Consultant (CS Project Manager 2)** to join our...**Technical requirements:** * Experience with stormwater and SPCC Plan regulatory programs. * Proficient in regulatory research… more
- Entergy (The Woodlands, TX)
- …and maintain a comprehensive NERC Operations and Planning (O&P) and CIP Compliance Program for the Power Generation plants. **JOB DUTIES/RESPONSIBILITIES:** + ... to establish and maintain a comprehensive Power Generation NERC O&P and CIP Compliance Program + Plans, develops, and executes Power Generation training programs… more