- City National Bank (New York, NY)
- …VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER ABOUT US City National Rochdale (CNR) partners...and individual investment guideline requirements.WHAT WILL YOU DO?Trade Oversight Program : Develop Compliance Trade Oversight Program… more
- Repligen (Clifton Park, NY)
- …within a biopharmaceutical silicone and plastics injection molding facility, ensuring compliance with cGMP, EHS, and regulatory requirements. This role ... efficiency, process excellence, and a culture of continuous improvement. The manager will lead cross-functional teams to achieve production targets while embedding… more
- TD Bank (New York, NY)
- …enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute… more
- TD Bank (New York, NY)
- …team of enthusiastic colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Manager is responsible for:** ... a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program -… more
- Saratoga Hospital (Saratoga Springs, NY)
- …a standardized organizational dyad structure with the Policy and Regulatory Readiness Manager to ensure regulatory compliance . The Clinical Regulatory ... as regulatory audits of NYS Medical Staff Licensure and DEA registration compliance . The clinical Regulatory Readiness Manager will support when asked… more
- TD Bank (New York, NY)
- …the Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- Bloomberg (New York, NY)
- …Technology partners, in delivering a Compliance Risk Management Program ( Program ) and contributing to key regulatory initiatives. The role focuses on ... Operational Risk Manager - Regulatory Mapping - 12...our communities as evidenced by our award-winning pro bono program . The Global Compliance team provides coverage… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... team within US Wholesale Compliance focused on remediation and program development...**Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate… more
- TD Bank (New York, NY)
- …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... Regulatory Initiatives Team is a newly created team within US Wholesale Compliance focused on remediation and program development and improvement within TDS.… more
- TD Bank (New York, NY)
- … regulatory risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
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