- TD Bank (New York, NY)
- …capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt ... + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific.… more
- Gateway Hudson Valley (New Paltz, NY)
- …all documentation is properly stored and destroyed in accordance with agency and regulatory compliance standards including HIPAA. + Responsible for ensuring that ... oversee and manage the operations of the assigned residential program . The Residential Manager is responsible for...and welfare of residents in accordance with agency and regulatory compliance requirements. + Ensure cleanliness of… more
- Cushman & Wakefield (New York, NY)
- … Program Management: + Manage the Generator and Diesel compliance program , ensuring all systems meet regulatory requirements. + Collaborate with the ISPM ... compliance . This role requires a proactive approach to program management, strong collaboration skills, and a commitment to...+ Provide SME-level guidance and oversight for the HVAC program + Collaborate with the Performance Manager … more
- Mizuho Corporate Bank (New York, NY)
- …Lead modernization of compliance screening technology platforms like Prime Compliance Manager , FIRCO, and related systems- Architect and execute cloud ... across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, … more
- TD Bank (New York, NY)
- …understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to ensure program alignment and provide ... operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... and risk management frameworks are aligned with corporate goals and regulatory requirements. + To understand (and communicate to relevant parties) implications… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and ... across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- Bank of America (New York, NY)
- …data governance program , including the GRM data management procedures, compliance with policies and standards, regulatory engagement, incidents management ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...adherence to the other data related policies and other regulatory mandates; this includes system design and architecture, data… more