- TD Bank (New York, NY)
- … Director, Complaints is responsible for developing, implementing and maintaining the Compliance Program Target Operating Model for Complaint oversight and ... laws, regulations and industry practices + Demonstrated experience leading Complaint related regulatory compliance activities + Proven ability to develop project… more
- Citigroup (New York, NY)
- … program initiatives, ensuring alignment with enterprise objectives and regulatory requirements. Provide leadership, guidance, and mentorship to senior managers ... implement, and monitor key criteria and performance indicators for KYC program initiatives, ensuring adherence to established policies, regulatory standards,… more
- TD Bank (New York, NY)
- …Inspection progress both internally and externally to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- Parsons Corporation (New York, NY)
- …for NJ TRANSIT. This position is responsible for assisting the Project Manager in overseeing project controls, compliance , coordination, reporting, and field ... or transportation projects.** **Experience with federally funded projects and compliance with environmental and** ** regulatory frameworks is preferred.**… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- American Express (New York, NY)
- …a key role in supporting the oversight of data used in key risk and regulatory reports. The Manager will review and assess reporting outputs, evaluate controls, ... degree preferred. + 5 years of experience in data management, risk management, compliance , audit, or regulatory reporting, preferably in financial services. +… more
- S&P Global (New York, NY)
- …Required Qualifications:** + 8+ years of relevant experience in financial services, regulatory consulting. + Experienced in compliance , risk, and financial ... thinker who can develop innovative training approaches that enhance learning and compliance outcomes. + Detail-oriented project manager able to balance competing… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and ... across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- American Express (New York, NY)
- …risk management policies and procedures, and implement corrective actions as needed. + Regulatory Compliance : + Stay abreast of evolving regulatory ... overseeing and enhancing the organization's model risk governance framework, ensuring compliance with regulatory requirements (eg, SR 11-7), and effectively… more
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