- KeyBank (Amherst, NY)
- …collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and agility… more
- American Express (New York, NY)
- …markets. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute to ... will help us define the future of American Express. ** Manager , US Consumer Compliance ** This position will...innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk… more
- Meta (New York, NY)
- … Regulatory Affairs Lead, you will play a key role in ensuring regulatory compliance and supporting the global market expansion of products commercialized in ... as a medical device direct to consumer space. You will lead regulatory strategy development, submissions, and approvals for United States and international market… more
- Citigroup (New York, NY)
- **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the directional strategy… more
- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... Do you have experience as an administrative professional, office manager , or clerical assistant? This may be an opportunity...that skillset and branch out into the area of regulatory . We are seeking a person who is highly… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- Citigroup (Getzville, NY)
- …Engagement is a strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- Raymond James Financial, Inc. (New York, NY)
- …Business lending portfolios. * Supports the Home Mortgage Disclosure Act (HMDA) compliance program by reviewing reportable transactions, compiling data, and ... Planning and scheduling work to meet regulatory , organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring… more
- American Express (New York, NY)
- …& Compliance . CPAT is responsible for administering a comprehensive UDAAP/UDAP regulatory compliance Program . CPAT is responsible for business process ... (GCE), is responsible for establishing and maintaining a robust compliance program that ensures American Express is...a team environment and independently drive results + Certified Regulatory Compliance Manager (CRCM) Certification… more