- Loretto Management Corporation (Syracuse, NY)
- …resident care information in accordance with Health Information procedures, adhering to regulatory requirements. Compliance + Performs resident care according to ... possible safety or environmental issues. + Understands all HIPAA and other compliance & regulatory requirements associated with their role, including completion… more
- BMO Financial Group (New York, NY)
- …metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans. + ... stakeholders. + Ensures alignment between stakeholders. + Represents the risk program / governance structure during internal/external regulatory audits and/or… more
- Manulife (New York, NY)
- …Service Teams, Finance, Compliance , Legal and Risk) on required AML/TF compliance program requirements and other initiatives + Conduct routine AML/TF risk ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more
- TD Bank (New York, NY)
- …Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, ... knowledge of the enterprise function's or business segment's strategy in leading program design, policy formulation or operating standards within one or more areas… more
- Equinox, Inc (Albany, NY)
- …the day-to-day operations of the program , coordination of service delivery, regulatory compliance , staff supervision and fiscal viability of the program ... in the absence of the Program Manager . Essential Duties and Responsibilities: + Establishes and promotes...Participates in the implementation of the agency's quality improvement program + Serves to ensure corporate compliance … more
- Manulife (New York, NY)
- …Service Teams, Finance, Compliance , Legal and Risk) on required AML/TF compliance program requirements and other initiatives + Conduct routine AML/TF risk ... **Education:** + Bachelor's Degree required. Experience should include exposure to regulatory compliance framework management and risk management best practices… more
- TD Bank (New York, NY)
- …of results, and tracking execution of action plans to resolution + In compliance with Business Change Review (BCR) Program for change initiatives delivered ... within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At ... is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and...business and risk management leaders as well as external regulatory authorities. An executive presence, excellent written and verbal… more
- Guthrie (Binghamton, NY)
- …action is performed and documented for POCT equipment troubleshooting, POCT regulatory compliance issues, and proficiency testing failures. Provides corrective ... regulatory inspections in coordination with representatives from the Clinical Regulatory Compliance department. Coordinates periodic inspections of hospital… more
- TD Bank (Brooklyn, NY)
- …of personalized/complex service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for ... and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the...in a timely manner + Ensures colleagues are in compliance with all Regulatory and AMCB policies,… more