- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... Do you have experience as an administrative professional, office manager , or clerical assistant? This may be an opportunity...that skillset and branch out into the area of regulatory . We are seeking a person who is highly… more
- TD Bank (New York, NY)
- …industry best practices, and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a deep understanding of how ... is accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- Raymond James Financial, Inc. (New York, NY)
- …be heavily integrated with Sales & Trading and Middle Office teams. + ** Program Oversight:** Manage and enhance compliance processes, policies, and procedures to ... ensure adherence to regulatory requirements. Lead compliance -related projects and change initiatives from inception through completion, including… more
- Meta (Albany, NY)
- …energy professional to help build and run a wholesale market operations and compliance program that supports Atem Energy, LLC and Meta's data center ... also contributing to Meta's broader global energy strategy. **Required Skills:** Energy Manager , Market Operations & Compliance Responsibilities: 1. Lead all … more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with… more
- Fujifilm (Albany, NY)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to ... the Corporate Compliance Director. The Compliance Manager ...and procedures for the general operation of a healthcare compliance program and its related activities to… more
- WMCHealth (Poughkeepsie, NY)
- …Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards for Mid Hudson and ... Regional Manager , Compliance - ONSITE Company: NorthEast Provider...minimum of 3 to 5 years of experience in compliance or regulatory management in a large… more
- Weill Cornell Medical College (New York, NY)
- Title: Compliance Education Manager Location: Midtown Org Unit: The Office of Compliance Work Days: Weekly Hours: 35.00 Exemption Status: Exempt Salary ... role when Hired for NYC Offices **Position Summary** The Compliance Education Manager plays a critical role...& fully support the creations & implementation of a compliance education program + Oversee provider … more