- Guardian Life (Tallahassee, FL)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various… more
- Datavant (Tallahassee, FL)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... Assessments** : Support internal and external audits, surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk … more
- NASCO (Tallahassee, FL)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...supporting remediation efforts as needed + Supports third party risk management programs, including advising and providing guidance on… more
- American Express (Sunrise, FL)
- …reports and completing action plans against findings. + Provide strategic direction to senior management on process risk issues and mitigation strategies + ... governance of ECMX-required activities in support of core operational risk and control initiatives such as Project Guardian, ...Control Management, the 2nd line of defense, Audit, and Regulatory exam managers to represent ECMX and coordinate the… more
- Citigroup (Jacksonville, FL)
- …- Foundational Programs or Policy Teams + USPB Compliance Officers * USPB Senior Operational Risk Managers + Enterprise ORM Risk Category SMEs (eg, ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to... summaries which inform risk assessments and Regulatory updates, or Senior level Governance forums… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams… more
- Baylor Scott & White Health (Tallahassee, FL)
- …. Assists in investigations, audits, and risk assessments to ensure compliance with company policies and regulatory requirements, including support for ... external investigations related to third-party, supply chain, and sanctions compliance . . Stays informed on regulatory changes...needed. . Performs other duties as assigned to support compliance and risk management initiatives. KEY SUCCESS… more
- Coinbase (Tallahassee, FL)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... work to the highest quality standards and in full compliance with our regulatory obligations. In this...3 years experience working with global outsourcing providers and senior leadership. * Working knowledge of laws, regulations, and… more
- JPMorgan Chase (Tampa, FL)
- …evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance . **Required qualifications, ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
- USAA (Tampa, FL)
- …appropriately addressed consistent with policy and the Risk Appetite. + Partners with senior risk executives in managing overall risk appetite to include ... adapted and integrated to maximize the ability to manage risk in an environment shaped by regulatory ... and reward through effective challenge. + Liaises with Compliance and CLO on legal & regulatory … more