- KeyBank (NY)
- …Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and ... and Regulation W. This position will have oversight of compliance risk programs and policies including providing...highly specialized guidance and oversight on current and emerging regulatory compliance risks. The qualified candidate must… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …culture of environmental compliance . + Identify opportunities to reduce regulatory risk , develop engineering solutions and controls to improve environmental ... The Senior Manager, Environmental Compliance is responsible... programs for non-manufacturing facilities worldwide. Provide technical and regulatory environmental compliance support on an ongoing… more
- Citigroup (Queens, NY)
- …quality, and compliance frameworks. + Technical Skills: Experience with risk systems, capital engines, and regulatory platforms. Proficiency in Microsoft ... Adjustment (CVA) RWA Forecasting frameworks under Basel IV. The role bridges Risk , Front Office, Finance, and Technology, requiring regulatory expertise,… more
- Broadview FCU (Albany, NY)
- …as a subject matter expert in discussions with regulators, ensuring transparency in risk methodologies and compliance with regulatory frameworks. + Monitor ... approach to risk identification, mitigation, and reporting. + Collaborate with senior leadership and business units to integrate risk considerations into… more
- Citigroup (New York, NY)
- …+ Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, ... for Investment Solutions within Citi Wealth. **Responsibilities:** + Senior business leader who will lead and coordinate an...driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory… more
- Bloomberg (New York, NY)
- …CTO Ref # 10044195 **Description & Requirements** **Data security, entitlement, and regulatory compliance are foundational to Bloomberg's ability to serve ... Senior Software Engineer - Entitlement & Compliance...of the markets in a very dynamic environment.** **The Compliance team is responsible for the company's Regulatory… more
- Citigroup (New York, NY)
- …and mitigations for capital. + Ensure adherence to all risk -related regulatory requirements, upholding the highest standards of compliance . + Provide ... Individuals in Finance Risk are entrusted with corporate oversight tasks such...to uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's… more
- TD Bank (New York, NY)
- …governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk … more
- Citigroup (Queens, NY)
- …impact. + Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and ... leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and...senior colleague/ client commitment. + Articulates clearly how risk technology supports unit's business, as well as the… more
- TD Bank (New York, NY)
- …Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk , and internal and external counsel. Maintain productive relationships ... complete all required training + Understands, utilizes and follows compliance / risk and control programs + Consults with...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory… more