- CIBC (New York, NY)
- … regulatory reporting. ** Risk Management & Governance** + Monitor regulatory developments and proactively address potential compliance gaps. + Ensure ... all aspects of regulatory reporting for the bank's US operations. This senior leadership role ensures that the bank complies with all applicable US regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk , and Compliance (GRC) team. This role is pivotal in transforming our ... team. The focus will be on enhancing our proactive risk management capabilities and ensuring that audit responses are...tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory… more
- Bank of America (New York, NY)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- Sumitomo Pharma (Albany, NY)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according… more
- US Bank (New York, NY)
- …management. The leader collaborates with senior executives to align risk strategies with business objectives and regulatory expectations. **ESSENTIAL ... at-all from Day One. **Job Description** The Chief Financial Risk Leader is a senior executive responsible...reporting for financial risk disciplines. + Lead regulatory interactions and ensure compliance with financial… more
- MUFG (New York, NY)
- …minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy and procedural requirements. + ... and corporate leveraged loans. They will work closely with senior members of the business line and provide structuring...companies in the portfolio and maintain timely and accurate risk ratings. + Staying current on changes and potential… more
- Citigroup (Getzville, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory engagement and ... while defining and implementing best practices. **About the Role** The Finance Regulatory Engagement & Oversight Analyst is a seasoned professional who contributes… more
- Mizuho Corporate Bank (New York, NY)
- …issues (eg regulatory , third-party and internal audit) related to credit risk .In accordance with the IADA policy and procedures, drive efficiency and operational ... internal audit principles, practices and techniques, the concepts of risk , risk management, internal control and compliance , and the ability to effectively… more
- Citigroup (New York, NY)
- The Market Risk Senior Officer I is a strategic...Review and approve risk framework for Market Risk for risk -taking units Monitor compliance ... tools. Candidate will have excellent communication skills to influence risk discussions, often with senior Traders and...of methodologies and models. Interaction with Market and Credit Risk Managers to improve accuracy of regulatory … more
- American Express (New York, NY)
- …and delivery of talent risk metrics and reporting to management committees, risk committees and boards + Support regulatory exams as required, to ensure ... to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory… more