- HSBC (New York, NY)
- …Business Managers, NFR team members), risk stewards' / control groups (eg Regulatory and Financial Crime Compliance , Legal, Traded Risk , Product Control) ... + Develop an understanding of global market products, the regulatory environment that oversees them and how they are...any other trait protected by applicable law. **Job Field:** Risk and Compliance **Primary Location:** North America-United… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Mastercard (New York, NY)
- …and incident response. o Familiarity with data management, data privacy principles, and regulatory compliance (eg, PCI DSS, GDPR, SOX). o Experience with various ... their greatest potential._ **Title and Summary** VP, Engineering SME, Second Line Technology Risk Overview: Mastercard Risk is looking for a highly experienced… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment + Strong verbal and written… more
- SMBC (New York, NY)
- …methodologies and analytic tools. You will also help advise senior leaders in Risk , Business, and Regulatory Compliance functions on the operation of ... risk management. You will support bank's climate-related financial risk management to meet Federal & State regulatory...including both physical and transition risks. + Collaborate with senior management to integrate climate risk into… more
- Synchrony (New York, NY)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created role that resides in Credit Analytics and Reporting… more
- New York State Civil Service (Albany, NY)
- …skills, and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial Services ... of Title Surveillance Operations Analyst (Financial Services Specialist 2 ( Risk ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- ManpowerGroup (New York, NY)
- … exposures across various financial products, ensuring compliance with internal risk limits and regulatory requirements. + Support the execution and ... within market risk functions. + Prepare detailed risk reports, dashboards, and presentations for senior ...detailed risk reports, dashboards, and presentations for senior management and regulatory bodies. + Conduct… more
- SMBC (New York, NY)
- …and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations ... evolving risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing...of experience in the financial services industry, preferably in risk management or compliance . * Prior experience… more
- Capital One (New York, NY)
- …+ Bachelor's degree or military experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services ... with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is making informed… more