- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small...the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention… more
- Citigroup (Getzville, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for facilitating interactions with regulators across Citi's Finance function, ... strategic insights delivering common tools and templates to support best-in-class regulatory engagement and communications. **About the Role** The Finance … more
- Bloomberg (New York, NY)
- …Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & Requirements** The energy of a ... + Collaborate with teams across Engineering, Data, Product, Legal, Compliance , and Privacy to integrate data risk ...day-to-day operations + Serve as a trusted advisor to senior leadership on data-related risk exposure and… more
- Citigroup (New York, NY)
- …Within T&BE, the Chief Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees ... **Data Quality Assurance Senior Vice President (Hybrid)** Technology & Business Enablement...Controls, Analytics and Decision Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well… more
- Wells Fargo (New York, NY)
- …security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The group provides ... regulatory interactions. Oversee Corporate & Investment Banking COO Risk Committee, COO Management Committee, International Management Committee, International… more
- MUFG (New York, NY)
- …analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and regulatory ... guidelines + Report and present Counterparty Credit Risks to senior management, risk committees, and regulators + Work with the risk analytics team to… more
- MUFG (New York, NY)
- …risks, and the ability to liaise across multiple functions including trading, risk , finance, compliance , and operations. **Key Responsibilities:** * Support the ... analytical professional to join our team in a role that bridges financial risk analysis and front-office business management. Serving as a critical support resource… more
- JPMorgan Chase (New York, NY)
- … risk management including risk monitoring, margining, stress analysis and regulatory compliance . + Knowledge of markets and ability to assess impact of ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...escalate potential risk concerns to credit officers, senior risk managers, and the front office.… more
- Mizuho Corporate Bank (New York, NY)
- …impact on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice ... regulatory interactions. The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and… more
- Neuberger Berman (New York, NY)
- …and analysis for a range of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along ... scenario analysis and back testing as needed + Monitor regulatory liquidity risk requirements and assist with...+ Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk … more