- Scotiabank (New York, NY)
- Senior Analyst, Audit - Capital Markets **Requisition ID:** 232586 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown is a guideline ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...part of the team and assist the Managers and Senior Managers, US Capital Markets Audit to provide audit… more
- Zurich NA (New York, NY)
- Private Equity Underwriter, Middle Markets (Mid- Senior - Senior ) 126012 Zurich Middle Markets has delivered double-digit growth over the last four consecutive ... You will leverage your Private Equity underwriting acumen across risk assessment, exposure evaluation and pricing to generate and...territory. This role will be filled at either the Mid- Senior or Senior level. The hiring manager… more
- TD Bank (New York, NY)
- …lines, corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management and ... processes and enforce data governance policies to meet specific project needs, regulatory requirements and best practices + Support the development of presentations… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . REQUIREMENTS: Master's degree or ... Senior Manager, Data Governance **Requisition ID:** 229642 **Salary...as primary point of contact for all Audit and Regulatory engagements for the GBM Data Office. Aggregate and… more
- WTW (New York, NY)
- …and deliver renewal to clients + Ensures Group policy requirements (legal, regulatory & compliance ) are met **Qualifications** **Education and Qualifications:** ... Graduates may work with assigned external clients under the direction of senior colleagues. External client facing responsibilities expected to be up to 30%… more
- TD Bank (New York, NY)
- …Analytics, Insights, & Artificial Intelligence **Job Description:** **Department Overview:** The Senior AML Business Data Manager for AML Data is responsible for ... of transaction monitoring systems will be part of the responsibilities assumed. The Senior AML Business Data Manager for AML Data is accountable for coordination… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... with senior management and internal stakeholders, helping to identify compliance risks and drive solutions to mitigate those risks effectively. This position… more
- American Express (New York, NY)
- …mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory exam readiness, ... role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk ...leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …+ Experience in providing training and presenting information on key quality and regulatory compliance information. + Advanced knowledge and application of ... The Senior Manager will support the Inspection Management Leads...relevant internal and external stakeholders of upcoming and/or anticipated regulatory inspections. + Working with Inspection Management Leads (IMLs)… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a **Digital Segment Solutions Senior Manager** to serve as a strategic connector...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more