- SMBC (New York, NY)
- …regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- Citigroup (New York, NY)
- …for new or updated products and services. + Advise functions ( Risk , Compliance , Finance) on US bank regulatory legal issues affecting their areas of ... **Director and Senior Lead Counsel, US Bank Regulatory ...business and corporate functions, including but not limited to, Risk , Finance, and Compliance . We are seeking… more
- Scotiabank (New York, NY)
- Senior Manager, US Counterparty Credit Risk ...business controls to meet obligations with respect to operational risk , regulatory compliance risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- American Express (New York, NY)
- …and residual risk . GCS is looking for a first line of defense (1LOD) Senior Manager, Control Management - Product Risk Assessments, within Risk ID, ... Reporting. The Senior Manager will perform inherent risk assessments on new business initiatives and ensure ... risk identification and mitigation in partnership with Risk Stripes, including but not limited to, Compliance… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls ... governance for the CIB, responsible for enhancing transparency and senior oversight of regulatory interactions, issues, and...with a background in controls, audit, quality assurance, operational risk management, or compliance . + Ability to… more
- TD Bank (New York, NY)
- …and creates supporting documentation in compliance with policies, procedures, and regulatory requirements. To be successful in the Senior AML Financial Crime ... writing skills and attention to detail. The Financial Crime Risk Senior Investigator conducts end to end...+ Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts + Maintains a… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... mitigate the inherent risk of non- compliance with the SEC's Client...to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team during … more
- HSBC (New York, NY)
- …together with colleagues to define, manage, and achieve divisional business targets. As our Senior Legal Counsel - US Regulatory Legal you will: + Provide legal ... issue advisory. Responsible for providing comprehensive legal advice to senior management and all global businesses and functions, the...US and globally + Partner cross functionally to assess risk and to solve complex regulatory issues… more
- Grant Thornton (New York, NY)
- …aligned with industry standards and regulatory frameworks. As an IA Cybersecurity Senior Risk Associate, you will get the opportunity to contribute to our ... CSF, CSA CCM, ISO/IEC 27001, COBIT, and HITRUST. + Support assessments for regulatory compliance including HIPAA, FedRAMP, GLBA, GDPR, and state-led data breach… more
- Scotiabank (New York, NY)
- Senior Manager, US Market Risk **Requisition...Regulatory Relations team. Work within the US Market Risk team, and overall US risk management ... driven winning team, committed to results, in an inclusive and high-performing culture. TITLE: Senior Manager, US Market Risk DUTIES: The Bank of Nova Scotia… more