- TD Bank (New York, NY)
- …process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... risks in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... across senior executives US CIO, Global CISO, Risk , Operations, compliance and legal teams to...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- American Express (New York, NY)
- …Group. Our professionals come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk , ... letter to the Board. Lead communications with regulators and senior executives on these risk categories and...controls related to financial reporting, close governance, and tax compliance + Knowledge of key regulatory requirements… more
- Heritage Financial Credit Union (Middletown, NY)
- …related field. + Minimum of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial ... union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering… more
- Bank of America (New York, NY)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit, Operational Risk , and Technology to ensure effective controls ... overall data governance program, including the GRM data management procedures, compliance with policies and standards, regulatory engagement, incidents… more
- American Express (New York, NY)
- …policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money Laundering ... (TPS) will lead efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk ...Risk Management Policy_ * Support GFCC's response to regulatory exams, audits, and internal reviews * Foster a… more
- TD Bank (New York, NY)
- …risks in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank ... a first line of defense team responsible for providing risk and compliance advice and oversight to...and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory… more
- Citigroup (New York, NY)
- …and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council (LMC), ... retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk ...issues of Employment & HR + Key stakeholder in senior forums covering strategy, risk management, Employment… more
- Bank of America (New York, NY)
- …to complete all activities. Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank. On a ... * Ensure delivery of complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including compliance with all … more
- TD Bank (New York, NY)
- …risks in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank ... a first line of defense team responsible for providing risk and compliance advice and oversight to...and assess whether the Business is adhering to internal ( risk management, oversight function and audit) and regulatory… more