- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... any business product trends or regulatory or risk issues. + Supports the development of Senior...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Amalgamated Bank (New York, NY)
- …data analytics, machine learning, or AI environments. + Strong background in IT risk , data governance, and regulatory compliance . + Demonstrated experience ... and AI. + Represent the audit function in senior management meetings, risk committees, and external regulatory interactions when relevant. + Influence change… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... regulatory needs. + Influencer: Builds consensus across senior technology, business, and risk leaders. +...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- BMO Financial Group (New York, NY)
- …ability to monitor regulatory compliance programs. + Advises and influences senior leaders on managing regulatory risk associated related to business ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- Scotiabank (New York, NY)
- …of RCSA activities, ensuring alignment with operational risk policies and regulatory expectations. + Partnered with senior leadership to enhance RCSA ... functions. This role plays a critical part in strengthening the firm's risk management framework by driving consistency, regulatory alignment, and continuous… more
- Axis (New York, NY)
- … senior leadership and the Board on continuity risks and mitigation strategies. + ** Regulatory & Audit Compliance ** + Ensure compliance with global ... **Cross-Functional Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit/ Compliance , and Communications to… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...statistical analyses on TD products to ensure fair banking compliance with an oversight from a senior … more
- BMO Financial Group (New York, NY)
- …of administrative/operational issues. + Understands the complexity of transactions and related risk (credit, market, operational, legal / compliance , etc.). + ... while prudently minimizing the bank's exposure and adhering to regulatory statutes. + Operates as key member of the...and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part… more
- TD Bank (New York, NY)
- …Principle FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + ... and activities + Manages controllable expenses in a responsible manner + Drives compliance with all regulatory standards and requirements, TD policies and… more
- American Express (New York, NY)
- …lead the way together.** The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, ... risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of...Heightened Standards, FFIEC IT booklets). + Experience with Governance, Risk and Compliance tools (Ex: Archer). **Qualifications**… more