- M&T Bank (Buffalo, NY)
- …the overall integrity and timely reporting of all financial data, promote compliance with all financial regulatory requirements, maintain an adequate system ... support onboarding of new team members. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the +… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Purchase, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... ensure accurate risk assessments, timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to… more
- M&T Bank (Williamsville, NY)
- …performance management and terminations. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... the Bank's vendor management program. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- M&T Bank (Buffalo, NY)
- …/ team. **Other Responsibilities** + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration. +… more
- American Express (New York, NY)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... regulatory and industry cybersecurity requirements and frameworks over risk management, technology, and information security + Maintain the team's resources,… more
- Wolters Kluwer (New York, NY)
- …AI governance workflows, policies, and controls to support evolving business needs and regulatory developments. + Serve as a senior governance authority and ... risk assessment templates, exceptions, escalation memos) aligned to regulatory and organizational standards. + Oversee creation and institutionalization of SOPs,… more
- MUFG (New York, NY)
- …the required credit applications, which include the evaluation of corporate, regulatory and industry risk , historical operating performance, projected operating ... solve and ensure transaction requests are acceptable within the risk appetite of the Bank. + Ensure compliance...on both a transaction and group level. + Ensure compliance with policy and regulatory requirements, including… more
- TD Bank (New York, NY)
- …multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to… more