- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for supporting change… more
- TD Bank (New York, NY)
- …cross-functional regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, ... + Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Momentive Performance Materials Inc. (Niskayuna, NY)
- Job Title: Senior Counsel - Regulatory & EHS Summary:In this highly visible and challenging position, you will be responsible for providing legal support on a ... implementing practical solutions. Advise the Company and functions on complex legal regulatory questions and risk management in regulated applications, including… more
- Citigroup (Getzville, NY)
- …+ Ability to influence teams with non-direct reporting lines to ensure compliance and effective implementation of risk management strategies and enhancements. ... Individuals in the Enterprise Risk Management are entrusted with managing the diverse...proceedings closely. Drive regular communications with process stakeholders and senior management. + Establish clear operating model for limit… more
- TD Bank (New York, NY)
- …JD and/or other relevant certifications preferred + Experience developing and implementing regulatory compliance risk management frameworks and programs, ... as you consider this opportunity._** **Job Profile Summary:** The Senior Manager, Compliance Governance & Operations leads,...including Compliance Risk Assessment, Compliance Issue Management, … more
- Citigroup (Getzville, NY)
- **Join our Wholesale Credit Risk team as a Risk Reporting Senior Analyst!** We are seeking a highly motivated and detail-oriented individual to join our ... and recommending excess category. + Own and maintain key risk reports, ensuring compliance with internal standards,...the status of Corrective Action Plans and Issues to senior management and regulatory bodies. + Maintain… more
- Citigroup (Getzville, NY)
- …services organization. + ** Risk Management Knowledge:** Experience in assessing risk appetite for non-financial risks aligned with regulatory expectations. ... Operational Risk Management (ORM) is an enterprise-level independent ...the primary interface to key stakeholders such as regulators, senior management, and the Board, as it relates to… more
- JPMorgan Chase (New York, NY)
- …and other regions on regulatory matters, cross border questions, compliance risk assessments, project management and formulating consistent approaches on ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the ...of compliance within the financial industry, key compliance skills, familiarity with regulatory best practices… more
- Citigroup (New York, NY)
- The Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... solutions + Delivers on time high quality Audit reports, Internal Audit and Regulatory issue validation as well as business monitoring covering Counterparty Credit … more
- M&T Bank (Buffalo, NY)
- …other related duties as assigned. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... and Specialty loan portfolios, including the preparation of trend analysis, emerging risk analytics, determination of risk appetite, and related objectives.… more