- MTA (New York, NY)
- …Safety and Health oversees all aspects of the safety and health program, ensuring regulatory compliance , operational safety, and risk mitigation across nine ... Oversight: Direct the preparation and submission of mandatory safety and health compliance reports. Collaborate with regulatory agencies to maintain … more
- SMBC (New York, NY)
- …escalating issues to the right stakeholders at the right time. + Partner with Compliance , Risk , Audit, and Technology teams to ensure program objectives align ... complex, cross-functional programs involving multiple stakeholders across lines of business, risk , compliance , and technology. + Understanding of enterprise data… more
- M&T Bank (Buffalo, NY)
- …the Audit Committee and regulatory expectations. + Adhering to applicable compliance /operational risk controls in accordance with Company or regulatory ... the business line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- M&T Bank (Buffalo, NY)
- …technology controls. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration. +… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... will:** In this position you will partner with the Senior Analyst covering the Power & Utilities sector. Primary...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Ultralife Corporation (Newark, NY)
- …and software systems, identifying defects and ensuring they meet compliance and regulatory standards. + Regulatory Compliance : + Ensure that all products ... to service global customers. We are looking for a Senior Systems & Test Engineer who will collaborate with...not limited to safety, electromagnetic compatibility (EMC), and environmental compliance . + Risk Assessment and Mitigation: +… more
- TD Bank (New York, NY)
- …one or more areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending large-scale product, technical, ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Long Island City, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more