- Intermountain Health (Albany, NY)
- …healthcare regulatory matters. Key responsibilities include: + Advising on compliance with the Stark Law and Anti-Kickback Statute; + Supporting physician ... collaborate effectively with various stakeholders in an organization (management, senior attorneys, physicians, compliance , hospital administrators, etc.).… more
- Sunrise Senior Living (East Meadow, NY)
- …cost associated with all Sunrise resident care programs. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all federal, ... **When you join Sunrise Senior Living, you will be able to use... with Sunrise expectations for QA Audits and other regulatory compliance . + Partner with leadership team… more
- Raymond James Financial, Inc. (New York, NY)
- …a minimum of three (3) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any equivalent combination of experience, ... **Essential Duties and Responsibilities** + Executes the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches across… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (New York, NY)
- …will:** + Consult on the design and implementation of controls tailored to specialized risk areas including Financial Crime and Compliance , with input in broader ... risk topics within GMNS **Required Qualifications:** + 6 Years experience in operational risk management, Financial Crime or Compliance (eg, within Risk … more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... including fintech companies (including capital structure, funding and liquidity risk , profitability drivers, market landscape, and regulatory requirements).… more
- American Express (New York, NY)
- …an impact in this role?** Model Risk Management Group (MRMG) within Global Risk Banking and Compliance Group, is responsible for the independent risk ... capital. + Conduct gap assessments and establish robust framework to strengthen model risk controls and meet heightened regulatory standards + Conduct research… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more
- Amazon (New York, NY)
- …- tracking, training, renewal, auditing, and coordination with stakeholders to reduce regulatory risk and maintain operational readiness. US and Canada Fire ... EHS projects. If you have a strong background in risk or program management and continuous improvement, we encourage...certifications. Coordinate initial and refresher training as needed. * Regulatory Compliance : Serve as the point of… more
- Santander US (New York, NY)
- …approves policies, procedures, contracts and related documents for business operations, regulatory compliance , , confidentiality of proprietary information, , ... strategies and solutions to potential, anticipated and/or identified legal, regulatory and/or compliance matters and issues of...legal advice to senior executives and other senior leaders. + Expertise handling government and regulatory… more