- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing...compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with… more
- JPMorgan Chase (New York, NY)
- …challenge of "first line" risk assessments + Draft and implement compliance policies and procedures + Monitor regulatory developments, participate in ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead within our ...advice and challenge to business management and staff on regulatory and compliance issues + Conduct "second… more
- HSBC (Buffalo, NY)
- …participate in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + ... versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory ...will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk… more
- New York Power Authority (White Plains, NY)
- …OSHA, EPA, DOT, State, and Local Regulations. This position manages the EHS Regulatory Compliance Program ensuring that all regulatory requirements are ... EHS Regulatory & Compliance Program Manager Location:...US **Summary** Supervises the implementation of controls to mitigate risk , completing risk assessment reports, and oversees… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align ... and guidance to assigned business/group on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations… more
- Project Renewal, Inc. (New York, NY)
- …initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The ... Title: Senior Manager, Compliance Program: Legal, Varick...matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial… more
- American Express (New York, NY)
- …implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), ... management. The successful candidate will proactively manage an effective compliance risk management oversight program for the...the Business Unit Compliance Assessments (BUCA), Key Risk Indicators (KRIs) and Regulatory Business Self… more
- Deloitte (Williamsville, NY)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy...Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for privacy, for ... - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements** The energy of a newsroom, the… more