- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part of ... providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich Cover-More North...work closely with business leaders to identify and manage compliance risks, ensure regulatory obligations are met,… more
- Navient (Albany, NY)
- …and improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... more below, and let's build something great together! **The Senior Compliance Analyst position will report to...to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk … more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education processes in collaboration with internal stakeholders. + ... responsibilities as assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and risk training for the securities industry and/or… more
- New York State Civil Service (Albany, NY)
- …governance, compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; ... NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various… more
- Datavant (Albany, NY)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... Assessments** : Support internal and external audits, surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk … more
- NASCO (Albany, NY)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...supporting remediation efforts as needed + Supports third party risk management programs, including advising and providing guidance on… more
- JPMorgan Chase (New York, NY)
- … risk management, cybersecurity, or a related field, with a focus on regulatory compliance and risk mitigation + Demonstrated proficiency in data ... tailored to the audience, including senior management. + Knowledge of regulatory requirements and technology risk management processes and related controls.… more
- US Bank (New York, NY)
- …individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports ... modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that… more
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