- PNC (Charlotte, NC)
- … Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance , Risk Mitigation Strategies **Competencies** ... assist in the preparation of periodic reporting including investor, internal and regulatory reports. May perform covenant compliance testing. Must maintain… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Software Engineer to join our Application Security...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Retail Investment Research Analyst to join Global...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …position will manage the US Wealth Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk in US Wealth ... businesses by:** + **Assessing regulatory compliance risk and conduct risk within the US Wealth businesses.** + **Independently testing, monitoring and… more
- Wells Fargo (Charlotte, NC)
- …Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for projects and ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Capital One (Raleigh, NC)
- …+ Cross-functional Influence & Collaboration: Work closely with the engineering, legal, risk , cyber, and compliance teams to ensure our security responses ... Senior Manager, Customer Trust & Field Security Specialist...and strengthening customer confidence in our cybersecurity, privacy, and compliance programs, influencing product direction and sales strategy to… more
- Indeed (Charlotte, NC)
- …across infrastructure, applications, and processes. Using data-driven insights, you'll assess risk mitigation, boost resilience, ensure compliance , and improve ... of people by connecting them with meaningful employment. The Senior IT Auditor will join Indeed's expanding Internal Audit...are seeking an experienced IT auditor with excellent technology risk and compliance capabilities. The right person… more
- Oracle (Raleigh, NC)
- …key stakeholders, manage high-stakes vendor relationships, and navigate the complexities of regulatory compliance . Your ability to anticipate and mitigate risks ... selecting, negotiating, and managing contracts with vendors and contractors. 10. Regulatory Compliance : Knowledge of relevant regulations and industry standards.… more
- US Bank (Charlotte, NC)
- …controls. + Strong Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending, Operations, Trust, Treasury, Merchant Acquiring, ... a contributor or lead role depending on complexity. The Senior Auditor is expected to understand risk ...common definition of internal controls. + Ability to apply Risk / Compliance / Audit competencies independently. + Strong process… more