- ITG Brands (NC)
- …strategies. Monitor evolving regulatory requirements, toxicological methodologies, and risk assessment frameworks to ensure proactive compliance and ... assessments for ingredients, materials, and finished products, with a focus on regulatory compliance and consumer safety. Author and manage the toxicology… more
- Truist (Charlotte, NC)
- …matters for Truist Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. ... revise accounting policies and procedures to effectively manage the risk of GAAP non- compliance by reflecting new...quarterly press release, Forms 10-K and 10-Q, and other regulatory reporting in compliance with GAAP and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... modeling to ensure accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance , watchlist updates, recognition of potential… more
- Ingersoll Rand (Davidson, NC)
- …(CISO), the Senior Manager, IT GRC leads the companys IT governance, risk management, and compliance initiatives. This role is responsible for developing, ... Manager collaborates across teams and business units to drive a risk -based approach to information security and compliance . **Essential Job Responsibilities**… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …Research, Data Science, Accounting, Business Administration + 5-7 years minimum experience in regulatory reporting, data, compliance , or risk functions + ... viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU)… more
- US Bank (Charlotte, NC)
- …services, and regulatory trends that impact Enterprise Financial Crimes Compliance . + Considerable knowledge of Risk / Compliance /Audit competencies + ... as senior leaders, team members from Corporate Audit Services (CAS), Model Risk Management (MRM), and regulatory agencies. It is expected that this analyst… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …Reporting Analyst_ ) plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and ... future._** We are seeking a detail-oriented professional with hands-on experience in regulatory reporting, specifically with **CAT** and **CAIS** , to support our … more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TIAA (Charlotte, NC)
- …experience within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these areas would ... + Train staff, as needed and create awareness of risk , compliance , and regulatory expectations....to work collaboratively with cross functional groups and support senior management. + Ability to evaluate appropriate fund selection… more