- Regions Bank (Charlotte, NC)
- …the life cycle of each product, ensuring proper risk controls and monitoring, and compliance with regulatory risk and operational risk + Develops ... vendor relationships including responding and sending requests, managing risks, and ensuring compliance adherence + Leads risk management efforts throughout… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... issues to drive business growth + Lead with a risk mindset including overseeing complex regulatory initiatives...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... ensure accurate risk assessments, timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to… more
- Truist (Charlotte, NC)
- …matters for Truist Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. ... revise accounting policies and procedures to effectively manage the risk of GAAP non- compliance by reflecting new...quarterly press release, Forms 10-K and 10-Q, and other regulatory reporting in compliance with GAAP and… more
- US Bank (Charlotte, NC)
- …Center of Excellence (CoE). The position partners with Line of Business leaders, Risk Compliance & Audit (RCA) Consultants, and fellow RCA Managers to ... Reporting & Communication** Produce high-impact executive decks and operational reports for senior leadership and regulatory bodies. Translate complex data into… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Proficiency in Excel, PowerPoint, and data visualization tools + Familiarity with regulatory and compliance standards in financial services + Demonstrated… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and solve unique challenges. + Deliver solutions with consideration of industry dynamics, compliance , regulatory impact, and risk management. + Develop and… more
- American Express (Apex, NC)
- …management as needed **Key Responsibilities:** + Serve as the primary financial crime risk leader within the business, ensuring compliance with applicable laws, ... crimes. + Consult with second line Global Financial Crimes Compliance (GFCC) teams to interpret regulatory guidance... risk indicators (KRIs) and report financial crime risk trends and metrics to senior leadership.… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of Wells Fargo's information systems, effective cyber risk management, and compliance with internal policies and external regulatory frameworks. The position… more