- Truist (Charlotte, NC)
- …as required. Primary roles include Management Reporting & Analysis, Financial Risk Management (FRM), Financial Reporting, and accounting controls and operations. ... internal controls over financial reporting, execution of accounting processes, regulatory reporting, and accounting policy. Job Description **ESSENTIAL DUTIES AND… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... technology solutions that support operations, strategic execution, business continuity, regulatory compliance , and customer experience across the enterprise.… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- WTW (Charlotte, NC)
- …providing strategic, operational, and financial oversight tailored to each client's unique risk profile. Reporting to senior leadership and working closely with ... Account Executive plays a critical role in shaping underwriting strategy, ensuring regulatory and financial compliance , and delivering timely, high-quality board… more
- CDM Smith (Winston Salem, NC)
- …management and the Board of Directors. * Leads and is accountable for all regulatory compliance and ethical financial practices. * Identifies and evaluates M&A ... long-term sustainability. * Deep knowledge of corporate governance frameworks, enterprise risk management, compliance , and internal controls. * Strong commercial… more
- Regions Bank (Charlotte, NC)
- …attention, communicate and summarize review findings in applicable report format for risk rating accuracy, policy compliance and prudent credit risk ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Bank of America (Charlotte, NC)
- …Technology (CST), Third Party management, Global Compliance and Operations Risk (CGOR), internal audit, and regulatory agencies. + Influence technology ... appropriately measured, reported and governed. + Appropriately assess Privileged Access risk when business and technology decisions are made, demonstrating risk… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- …(including preparation/coordination of key artifacts) 4. Liaise with internal audit, risk and compliance functions to address governance related issues ... of Corporate Strategy processes in support of policy, standards, procedures, and regulatory requirements. This role is responsible for governing and optimizing the… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... correspondence, investor requests and analysis + Work closely with senior members of the team to help drive growth...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more