- Wells Fargo (Charlotte, NC)
- …implement, and monitor risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high- risk ... **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the...projects and initiatives. + Conduct compliance risk assessments and support regulatory exams, audits,… more
- Truist (Charlotte, NC)
- …banking, with specific emphasis on reporting, business intelligence, systems, technology, data, risk , compliance or related areas 3. Relevant professional or ... Serve as a thought leader in the delivery of complex and comprehensive risk reporting, data, business intelligence, and related services. Role is primarily aligned… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE...and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change ... OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining...and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- TD Bank (Charlotte, NC)
- …process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... a mission to build a more resilient and scalable compliance risk management function. As part of...broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will lead and enhance the employee experience… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... The ** Senior Business Management Specialist** **in our US Operations Compliance team** plays a critical role in optimizing operational efficiency within the… more
- Vanguard (Charlotte, NC)
- …analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides compliance guidance and ... CC, NACHA rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control… more
- Navient (Raleigh, NC)
- …and improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... more below, and let's build something great together! **The Senior Compliance Analyst position will report to...to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk … more
- NASCO (Raleigh, NC)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...supporting remediation efforts as needed + Supports third party risk management programs, including advising and providing guidance on… more
- US Bank (Charlotte, NC)
- …individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports ... modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that… more