- NASCO (Raleigh, NC)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...supporting remediation efforts as needed + Supports third party risk management programs, including advising and providing guidance on… more
- US Bank (Charlotte, NC)
- …individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports ... modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that… more
- UNC Health Care (Chapel Hill, NC)
- …Three (3) years of experience in business, health care, coding, revenue cycle, legal, regulatory compliance , or a supervisory role in Revenue Cycle or HIM. * ... the area under review, identifying and documenting areas of risk and vulnerability related to non- compliance . Assists...experience in business, health care, coding, revenue cycle, legal, regulatory compliance , or a supervisory role in… more
- American Express (Apex, NC)
- …Express operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the ... us define the future of American Express. The Global Risk & Compliance Organization is an independent...to risk reporting efforts, preparing materials for senior management, risk committees, and regulatory… more
- Citizens (Charlotte, NC)
- …are appropriate, consistent with credit approvals, and adequately protect the firm's interests. Regulatory Compliance & Engagement: + Ensure full compliance ... committees. + Ensure all credit adjudications adhere strictly to internal policies, risk appetite, and regulatory requirements (eg, US Leveraged Lending… more
- TD Bank (Charlotte, NC)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the ... work to the highest quality standards and in full compliance with our regulatory obligations. In this...3 years experience working with global outsourcing providers and senior leadership. * Working knowledge of laws, regulations, and… more
- US Bank (Charlotte, NC)
- …audit and exam management, assurance programs, resiliency, regulatory change management, model risk management, data risk governance, compliance risk ... One. **Job Description** The Consumer and Business Banking Chief Risk Officer (CRO) is the senior most...responsible for operating a Business Line or Support Function risk management program that supports compliance with… more
- USAA (Charlotte, NC)
- …leaders to ensure all risks are appropriately addressed consistent with policy and the Risk Appetite. Partners with senior risk executives in managing ... adapted and integrated to maximize the ability to manage risk in an environment shaped by regulatory ... and reward through effective challenge. + Liaises with Compliance and CLO on legal & regulatory … more
- Truist (Charlotte, NC)
- …5. Frequently interact with the business unit senior leadership team and the Compliance and Risk departments to enhance overall risk performance of ... other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ensure business unit … more