- Truist (Greensboro, NC)
- …disabilities to perform the essential functions. + Bachelor's degree preferably in regulatory affairs, business, organizational or compliance law, or financial ... + Eight years related experience at a large financial institution performing legal, compliance , or other duties such as risk management and/or project management… more
- City National Bank (Charlotte, NC)
- …and escalation to senior leadership / CIO as needed for efficient risk management. In addition, this function manages and develops risk reporting and ... metrics to support all FLoD IT Risk routines, including regulatory oversight,...exam preparation * Strong knowledge and experience with US regulatory , compliance , and governance and experiencing interacting… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... abuse controls and Supervisory review processes. + Experience in leading governance and senior risk committee for potential disciplinary or conduct issues. +… more
- Huntington National Bank (Charlotte, NC)
- … professionals, and partnering with senior leaders to ensure effective risk governance, credit oversight, regulatory compliance , and operational ... + Communicate risk -related information to all relevant stakeholders, including senior management, initiative leaders and compliance /legal partners. + Ensure… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, FCRM Testing is ... program, identifying risks and opportunities, and recommending action to Senior Management + Understands risk identification, ... risk identification, risk analysis, and risk mitigation according to the regulatory requirements… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... materials for senior -level committees and external reporting, ensuring compliance with regulatory requirements. + Coordinate with cross-functional… more
- Truist (Raleigh, NC)
- …impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...implementation across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk… more
- TD Bank (Charlotte, NC)
- …process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... management, organizational practices, and business transformation. + Strong understanding of risk management, regulatory standards, and compliance … more
- TD Bank (Charlotte, NC)
- …process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... MS Office, Audit Management Systems, and data analysis methods. + Deep understanding of compliance , risk management, and regulatory standards as they relate… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more