- Bank of America (Charlotte, NC)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... PLA oversight process + Act as an advisor to senior leadership to develop or influence analytical strategies for...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- City National Bank (Charlotte, NC)
- …* Prior experience with developing or enhancing AI/GenAI and/or technology/operational risk programs, and executing on regulatory remediation projects at ... *AI RISK GOVERNANCE LEAD* WHAT IS THE OPPORTUNITY? In...relevant use cases for GRM. * Works with various regulatory support functions for continuous monitoring and exam management,… more
- Wells Fargo (Franklin, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... us! **About this role:** Wells Fargo is seeking a Senior Branch Premier Banker (SAFE) in Consumer and Small...the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention… more
- US Bank (Charlotte, NC)
- …as part of the Enterprise Fraud Risk Management 2LOD team within the Risk Management and Compliance business line. This risk manager position will ... and senior managers across the organization in an evolving regulatory environment. Basic Qualifications - Bachelor's degree, or equivalent work experience -… more
- ThermoFisher Scientific (Wilmington, NC)
- …and initiatives across the organization, including promoting awareness of quality and regulatory compliance standards and trends. Oversees governance and ... and suspected scientific misconduct events. Develops and maintains quality and compliance guidance/reference materials and tools and provides expertise to advance… more
- TD Bank (Charlotte, NC)
- …leaders and governs the requirements for own work + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support capital ... capital adequacy assessment to support internal capital ratio target setting + Monitors compliance with regulatory capital limits and processes, as outlined in… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and drive sustainable operational efficiencies. + Knowledge and understanding of regulatory compliance requirements surrounding Bank Secrecy Act (BSA)/Anti Money… more
- Truist (Raleigh, NC)
- … risk expertise to support the development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on ... the enterprise. 2. Influence, participate in the development and maturation of the firm's risk programs to meet with regulatory expectations. 3. Serve as a… more
- TD Bank (Charlotte, NC)
- …process, risk -based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... MS Office, Audit Management Systems, and data analysis methods. + Deep understanding of compliance , risk management, and regulatory standards as they relate… more