- American Express (Charlotte, NC)
- …analytics on #TeamAmex. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, ... risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of...including Risk and Control Self Assessments, Operational Risk Management, etc. + Support compliance with… more
- Wells Fargo (Charlotte, NC)
- …efforts will directly support the bank's efforts in maintaining regulatory compliance and mitigating financial crime risk . **In this role, you will:** ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …currency + Five years of related work experience, preferably with a BSA/AML compliance department, internal audit, regulated FinTech, or regulatory agency. CAMS ... the continued development and implementation of the Bancorp's Financial Crimes Compliance programs, including ensuring compliance with Federal laws and… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate ... Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk … more
- Truist (Charlotte, NC)
- …with various departments to ensure responsible adoption of AI technologies and compliance with relevant laws, rules, and regulatory expectations. **Essential ... with Model Risk Management, Third Party, Technology, Data, Legal, and Compliance teams to address the risks related to AI (eg, explainability, fairness,… more
- Synchrony (Charlotte, NC)
- …mitigating operational and model risk across the organization, ensuring compliance with regulatory requirements and industry best practices. Key functional ... Job Description: **Role Summary/Purpose:** The SVP, Operational Risk Management (ORM) and Model Risk ...with OCC's Heightened Standards + Maintain "Satisfactory" rating in regulatory annual assessment for ORM + Provide strategic thought… more
- City National Bank (Raleigh, NC)
- …equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit...performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings,… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Truist (Charlotte, NC)
- …facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and Control Self-Assessment (C-RCSA), Risk and Control ... risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation...BU, and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more
- Truist (Charlotte, NC)
- … risk program execution activities. Interact with and present routinely to senior executives within the Risk Management Organization (RMO) and CSBB. Following ... the BUCRO. 6. Assist the BUCRO with monitoring of risk exposures, concentrations and limits for compliance ...activities, trends, and events pertaining to tracked issues including Regulatory , Audit and Credit Risk Review activities… more