- Sumitomo Pharma (Raleigh, NC)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... including signal detection, signal validation, signal escalation, development of risk mitigation strategies and authoring of signal evaluation reports according… more
- Bank of America (Charlotte, NC)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... by executing capital calculation testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and… more
- First Horizon Bank (Charlotte, NC)
- …for protecting the organization's talent and reputation by proactively managing HR compliance , risk , fraud, and associate relations. This role advances business ... values and long-term growth objectives. + Serve as a trusted advisor to senior leadership, offering insights that link risk mitigation and associate relations… more
- Truist (Raleigh, NC)
- … Risk Management standards and procedures. + Provide guidance on regulatory requirements; ensure compliance to program requirements, including response plans ... those improvements. + Provide support for internal audits and regulatory examinations. + Proactively identify opportunities for risk...Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance … more
- ManpowerGroup (Raleigh, NC)
- …assessments to identify potential risks that may impact the bank. + Prepare detailed risk reports and dashboards for senior management and the board. + ... Collaborate with the compliance team to ensure adherence to regulatory ... requirements. + Act as a key advisor to senior management on risk -related matters. **What's Needed?**… more
- American Express (Charlotte, NC)
- …and delivery of talent risk metrics and reporting to management committees, risk committees and boards + Support regulatory exams as required, to ensure ... to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory… more
- Huntington National Bank (Charlotte, NC)
- …Business lines such as Life/Health, Property/Casualty or Title. + Advanced knowledge of risk management principles and regulatory compliance requirements. + ... is responsible for oversight and administration of operational and regulatory risk strategy programs for Huntington Insurance...+ Minimum of 5 years of experience in Insurance, Compliance , or Risk Management. Preferred Qualifications: +… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Wilson, NC)
- …may change from time to time. 1. Lead professional team of Counterparty Risk senior analysts, analysts and specialists responsible for providing detailed ... to: financial risk , performance and quality, credit risk , operational risk , compliance , reputational.... 3. 5+ years of specialized knowledge of counterparty risk , investor guidelines, regulatory changes and mortgage… more
- US Bank (Charlotte, NC)
- …other members of the Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing ... as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on...from the business lines as well as the operations, risk and compliance , treasury, and legal functions… more