- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook… more
- Wells Fargo (Dallas, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... model risk management. + Understanding of financial services operations, compliance , and regulatory frameworks. **Strategic Leadership:** + Proven success in… more
- Wells Fargo (The Woodlands, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- USAA (Plano, TX)
- …involves providing independent oversight and guidance within a risk and compliance framework to ensure alignment with regulatory requirements and USAA's ... Awareness and ability to apply risk and compliance laws, regulations, and regulatory expectations. +...concise written analysis and presenting conclusions / findings to senior management. **Compensation range:** The salary range for this… more
- Wolters Kluwer (Coppell, TX)
- …AI governance workflows, policies, and controls to support evolving business needs and regulatory developments. + Serve as a senior governance authority and ... risk assessment templates, exceptions, escalation memos) aligned to regulatory and organizational standards. + Oversee creation and institutionalization of SOPs,… more
- USAA (San Antonio, TX)
- …for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. Influences the future of data science at ... manage the team's projects and communicates progress updates to senior leadership and other business stakeholders. Responsible for the...inventory and ensures compliance with USAA model risk policies and regulatory expectations. The person… more
- Robert Half (Dallas, TX)
- …and other relevant accounting standards. + Identify ing audit findings, regulatory compliance risks, and operational inefficiencies, and provide recommendations ... more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled...senior executives. + Ability to translate and communicate risk topics and audit issues to client personnel, including… more
- Wells Fargo (Houston, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Sedgwick (Austin, TX)
- …IT, and financial audit activities ensuring coverage for assigned areas to address high risk , working with senior management and all levels of the organization. ... the client requirements and gains agreement of understanding with senior management for conducting external assessments. + Partners with...board of directors on the operation and progress of compliance efforts and areas of company risk .… more
- Prime Therapeutics (Austin, TX)
- …dispute resolution, contract negotiation, employment law, audits/investigations, regulatory compliance ) + 3 years of experience advising senior business ... development, strategic partnerships, and compliance programs + Collaborates with senior compliance , clinical, and operational leaders to align legal strategy… more