- Cardinal Health (Sacramento, CA)
- …within the organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual ... **_Job Overview:_** We are seeking a **strategic** and experienced ** Senior Engineer for IT Governance and Compliance **...Act), as well as relevant governance frameworks to drive compliance to those regulatory requirements such as… more
- Guardian Life (Sacramento, CA)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- Robert Half Legal (San Diego, CA)
- …financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing corporate legal department. This ... Description Financial Services Company Seeks Senior Attorney Focused on Broker-Dealer Compliance ...to the broker-dealer and investment advisory platforms, focusing on regulatory compliance and risk mitigation. + Respond… more
- Wells Fargo (Irvine, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment.... **In this role you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such… more
- Ankura (Los Angeles, CA)
- … examinations. Once a company is licensed, Ankura can serve as the overall state regulatory manager in the US to ensure compliance with a myriad of state ... rules and regulations. Our compliance professionals can support all regulatory reporting...and licensing requirements and will keep clients abreast of regulatory changes. We are seeking a Senior … more
- Gilead Sciences, Inc. (Foster City, CA)
- …& milestones are tracked. Provides guidance on prioritization when necessary. + Act as Senior QA advisor to in-country & cluster (group of countries) QA leads ... Canada & LATAM markets to ensure GMP & GDP compliance for Gilead products. This role will be directly... across the US, Canada & LATAM regions. The Senior Director, Quality Assurance - Distribution will sit on… more
- Danaher Corporation (San Diego, CA)
- …attorneys and other professionals, including external counsel, on IP, employment, regulatory , compliance , M&A, joint venture/strategic partnership, and other ... confidence for customers worldwide. Position Summary and Impact The Senior Counsel enables LBS' global business strategy by serving...global business strategy by serving as the lead legal advisor ("mini-GC") for two or more of the company's… more
- Oracle (Sacramento, CA)
- …scale. + Influence product roadmaps by representing real-world customer requirements, regulatory constraints, and innovation opportunities to senior product and ... agents on our AIDP platform, we are seeking a Senior Principal Applied Scientist (IC5). In this strategic role,...and feedback loops are tightly aligned to business and regulatory realities. Your leadership will directly support Oracle Health's… more
- BMO Financial Group (San Francisco, CA)
- …client contact to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works collaboratively ... understanding and planning for what comes next._** A BMO Senior Premier Relationship Manager is charged with managing and...to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance … more
- DoorDash (San Francisco, CA)
- …AI and ML audit strategy, focusing on accountability, fairness, data ethics, and regulatory compliance . + Partner with AI Governance and technology leaders to ... strategy, and solutions. Our focus areas include financial, operational, regulatory , security, IT, and more. About the Role We...and more. About the Role We are seeking a Senior Director, IT Internal Audit to lead the strategy,… more