- Zurich NA (New York, NY)
- Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More is one of the world's largest travel insurance and assistance providers and part ... providers and leading retailers. **What's the job?** As our Senior Compliance Advisor for Zurich...work closely with business leaders to identify and manage compliance risks, ensure regulatory obligations are met,… more
- Capital One (New York, NY)
- Senior Director, Lead AML Advisor for...military experience + At least 10 years in legal, compliance , risk management or regulatory experience in ... to Capital One's products, services, risks, and capabilities. The Senior Director, Lead AML Advisor for Capital...Candidates should have a passion for being a trusted advisor to the business while fulfilling compliance … more
- Citigroup (New York, NY)
- …for the CIO's views. As a critical contributor to the CIO team, the Senior Portfolio Advisor will have responsibilities related to both investment solutions and ... with the various coverage teams and investment solutions **.** + Ensure 100% ** compliance on all Citi policies and regulatory requirements.** **Requirements:** +… more
- Citigroup (New York, NY)
- …wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to ... at the center of everything we do. As a Senior Wealth Advisor , you will partner closely...leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure… more
- JPMorgan Chase (Brooklyn, NY)
- **Job Profile:** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home… more
- JPMorgan Chase (Yonkers, NY)
- **Job Summary** Join our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional knowledge and understanding of ... this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products...making a significant impact on our business. As a Senior Home Lending Advisor in Chase Home… more
- City National Bank (New York, NY)
- *FINANCIAL ADVISOR SENIOR * WHAT IS THE OPPORTUNITY? The Senior Financial Advisor (SFA) serves as Wealth Management's primary point of contact for ... review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while...CNS Operational policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- M&T Bank (New York, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of...growth and retention of that client base. The Wealth Advisor is focused on the profitable expansion of our… more
- Cardinal Health (Albany, NY)
- …controls + M&A due diligence processes + Cost estimation and financial modeling + Regulatory compliance (eg, GDPR, HIPAA, SOX) + Project management tools (eg, ... We currently have a full-time job opening for a Senior Engineer to oversee the Cyber aspects of Mergers...cyber risks, integration progress, and cost updates. + Ensure compliance with internal policies and external regulations throughout the… more
- MUFG (New York, NY)
- …pertain to regulatory developments. + Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, ... more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires… more