- Bank of America (New York, NY)
- …for the Advisor Development Program (ADP), you will:** + Provide regulatory supervision and oversight to advisors + Ensure ADP participants are meeting and ... Market Leader - Advisor Development Program New York, New York **To...require heightened support to achieve success + Help reinforce compliance , supervision, and provide risk management support of ADP… more
- Equinox, Inc (Albany, NY)
- …of the day-to-day operations of the program, coordination of service delivery, regulatory compliance , staff supervision and fiscal viability of the program ... which is strongly linked to positive mental health. Position Summary:The Senior Recovery Advisor provides leadership within the multidisciplinary PROS… more
- Citigroup (New York, NY)
- …to facilitate negotiations both internally and directly with clients, often at a senior level. Further the Lending advisor must leverage relationship skills to ... The Wealth Lending Advisor for Asset Management Group (AMG) is a...Responsible for strict adherence to the Bank and CPB compliance / regulatory framework. + Collaborate with the in-business… more
- Bank of America (Brooklyn, NY)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Flatbush Brooklyn, New York **To proceed...ethics and is thorough and thoughtful in incorporating relevant regulatory due diligence as well as complying with all… more
- Bausch + Lomb (Albany, NY)
- …Serve as a strategic advisor to project teams, ensuring regulatory compliance , influencing key stakeholders, and optimizing business outcomes. ... compliance , and timely execution of deliverables. + Drive regulatory strategies for clinical, non-clinical, CMC and labeling development plans, ensuring… more
- Raymond James Financial, Inc. (New York, NY)
- …communication of all exam findings to branch management, exam managers and compliance leadership + Provides reporting of exam findings and complete any related ... and adverse trends are identified and escalated. + Provides compliance guidance to business partners, as needed and with...as needed and with guidance from exam managers and/or senior members of the exam team. + Maintain regular… more
- TD Bank (New York, NY)
- …the Compliance Program Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible for ... have direct reports but will partner closely with other senior managers who lead functional verticals (eg, compliance...& Subject Matter Expertise:** + Act as a strategic advisor and SME to Compliance Program Management… more
- Highmark Health (Albany, NY)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Deloitte (Williamsville, NY)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more