- L3Harris (Rochester, NY)
- …land, sea and cyber domains in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer) Job Location: ... conflicts of interest and allegations of misconduct. + E&C Advisor : Act as an adviser to employees on ethical...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- Syracuse University (Syracuse, NY)
- …units and its Centers for Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of ... The Senior Associate / Associate General Counsel for Litigation...sophisticated client base. Will serve as a trusted legal advisor to the General Counsel, other members of the… more
- JPMorgan Chase (New York, NY)
- Our Advisor compensation and incentive programs reinforce our business strategy and drives appropriate Advisor behavior. Incentive compensation represents our ... expense and is critical to recruiting, motivating, and retaining Advisors. As a Senior Associate within the Field Performance and Incentives team, you will directly… more
- US Bank (New York, NY)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Bank to serve as a trusted legal and business advisor . Successful candidates for positions in the US Bank...Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …compliance is maintained. In addition, the position acts as a trusted advisor to senior management regarding Regulatory strategies/processes while ... The role leads a group within Regeneron's Regulatory Affairs organization that provides guidance to Research,...Medicine, the Oncology and Hematology Clinical Development Units on regulatory strategies for the development of Oncology & Malignant… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New York, NY....**Job Role and Responsibility:** Act as a Business Execution advisor to leadership to drive performance and initiatives and… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment.... **In this role, you will:** + Assist Financial Advisor (s) with sales, service, and operational related activities such… more
- Bloomberg (New York, NY)
- …data integrity, quality, and effectiveness in all work outputs. + Support regulatory compliance initiatives by embedding governance and traceability into ... Senior Qlik Sense Engineer (Front End) - Engineering...across the organization. + Design policies and thoughtfully drive compliance + Implement Engineering-wide change management initiatives + Fill… more
- The Estee Lauder Companies (New York, NY)
- … filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, board-related expenditures ... records, documents, filings *Establish effective processes and systems to support compliance with legal and regulatory requirements *Prepare and oversee… more