- CH Robinson (New York, NY)
- …analyze regulatory changes; proactively adjust policies and procedures to maintain compliance . + Serve as a strategic advisor on sanctions risk, ... efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior ...teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +… more
- City of New York (New York, NY)
- …regarding regulatory obligations and best practices related to M/WBE compliance . - Assist in executing agency reviews, audits, onsite monitoring and programmatic ... in New York State - Three years' experience in compliance , regulatory , or investigative capacity - Relevant...to specific constituencies - Ability to build partnerships with senior staff, managers, supervisors, and employees, and operate as… more
- KeyBank (Amherst, NY)
- …of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Amazon (New York, NY)
- …security for customers and have a passion for state-of-the-art technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is ... looking for a highly motivated Compliance Program Manager to join our audit team in...best practices, and resolving audit findings. As a trusted advisor , you'll communicate program results effectively to senior… more
- Wells Fargo (Purchase, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... skills, deep financial product knowledge, and a proven ability to influence advisor behavior and business outcomes. The Market Growth Director will work closely… more
- Citigroup (New York, NY)
- … management or key regional management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk, Compliance , Finance, CAO, CCO), ... The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role...for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and the Legal… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... to deliver tailored lending solutions, optimize client outcomes, and ensure compliance with regulatory standards. The Lending Director provides expert… more
- Heritage Financial Credit Union (Middletown, NY)
- …of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution or credit union. + ... critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a...organization. Sr. Manager of Audit serves as a trusted advisor and is a member of the Senior… more
- Axis (New York, NY)
- …enterprise-wide continuity strategies, leading cross-functional initiatives, and serving as a key advisor to senior leadership and the Board. The incumbent will ... goals. + Serve as a subject matter expert and advisor to senior leadership and the Board...the Board on continuity risks and mitigation strategies. + ** Regulatory & Audit Compliance ** + Ensure … more
- Lincoln Financial (Albany, NY)
- …across business units/functions to support innovation while managing legal risk and regulatory compliance . **Ideal Candidate:** + A combination of legal ... **The Role at a Glance** As a strategic legal advisor , you will provide expert guidance on the development,...or tech-focused legal strategies. + Familiarity with evolving AI regulatory frameworks and awareness of legal, compliance … more