- Raymond James Financial, Inc. (New York, NY)
- …Legal, Compliance , and PCG to ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. ... a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure firm-wide compliance across advisory activities.… more
- Wolters Kluwer (New York, NY)
- …Legal Research space, the business is focused on value propositions around legal and regulatory compliance . We are seeking a Vice President Innovation and AI to ... product capabilities and editorial workflows + Serve as a senior strategic advisor within LRUS, and architect...+ Leverage market insights and direct engagement with legal, regulatory , and compliance professionals to shape AI-enabled… more
- JPMorgan Chase (Pittsford, NY)
- …team, you will lead a team responsible for conducting thorough active account and Advisor book reviews. You will play a crucial role in ensuring high-quality work ... and adapting to the changing regulatory environment. Your efforts will help us identify trends...for our clients and business. You will interface with senior leadership, develop subject matter expertise, and contribute to… more
- Diageo (NY)
- …the role is a strategic advisor to Global Tax and our customers, ensuring compliance with NAM tax laws. The role will be responsible for our response to tax law ... and proactive management and mitigation of key tax risks, compliance and reporting. Purpose: The Tax Director & Counsel...Purpose: The Tax Director & Counsel is a strategic advisor to the tax team and our customers, ensuring… more
- GE Aerospace (Schenectady, NY)
- …a trusted advisor to internal stakeholders, including Boards of Directors, senior leadership, and global enabling functions. + Partner with local Payroll Leaders ... adapting and presenting them to a range of stakeholders + Experience influencing at senior levels and across regulatory forums. + Strong leadership skills with… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... Management** + Serve as the primary liaison and trusted advisor for a portfolio of Depositary Receipt issuer clients...splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**… more
- JPMorgan Chase (New York, NY)
- The Global Corporate Finance & Business Management (F&BM) team acts as a trusted advisor and consultant to senior coverage executives to manage and optimize ... Business Management team, you will act as a trusted advisor and consultant to senior coverage executives...impair our ability to do business: eg, legal, tax, regulatory , compliance + Partner with various teams… more
- MongoDB (New York, NY)
- …multiple compliance frameworks in order to support our customer's needs. The Senior Program Manager - Governance, Risk, and Compliance role will provide ... to enable continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager... requirements + Address inquiries regarding security attestations and compliance + Act as a trusted advisor … more
- SolomonEdwards (Albany, NY)
- …focus on supporting audit and risk review activities by assessing model governance, compliance , and control environments. The consultant will serve as a strategic ... advisor and subject matter expert across complex modeling frameworks...and subject matter expert across complex modeling frameworks and regulatory requirements. **Essential Duties:** . Lead end-to-end audit engagements,… more
- TD Bank (New York, NY)
- …abilities for top-tier client interaction and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + ... responsibilities. This role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory Jurisdiction (OSJ)… more