- Capital One (New York, NY)
- …Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on… more
- Deloitte (Williamsville, NY)
- …benefit plans. You will oversee the work of a Manager and a Senior Specialist , coordinate with various internal and external stakeholder groups, and report to the ... and oversee retirement plan operations and projects designed to comply with regulatory requirements, plan provisions, and legislative changes. + Identify and drive… more
- Capital One (Jericho, NY)
- …Certified Anti-Money Laundering Specialists (ACAMS) certification, or Certified Financial Crime Specialist certification, or Certified Regulatory Compliance ... or process improvement teams and have significant interactions with Legal, Compliance , Business Areas, and other Investigation teams within Capital One.… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …managing DEA inspections and audits. + Provide backup support to Controlled Substance Compliance Specialist to complete daily tasks as required. + Oversee the ... Minimum of 5-10 years of experience in controlled substance management, regulatory compliance , or a related field. + Experience in the pharmaceutical,… more
- Deloitte (Jericho, NY)
- …best practices, and management approved standards to meet compliance and regulatory requirements. + Provide PAM specialist experience for day-to-day system ... development, engineering, decision making, directions and maintenance activities of the team. + Partner with PAM core team stakeholders in implementation of processes per the evolving needs of the team and the solutions. + As needed, collaborate with business… more
- TD Bank (New York, NY)
- …for FMI-related cyber incidents (including SWIFT-related disruptions or market-wide cyber events). ** Regulatory & Compliance Coordination** + Serve as the point ... of contact for FMI-related regulatory inquiries or audits concerning SWIFT compliance ,...with service delivery units, technology, finance and other functional specialist groups to ensure integrated service delivery, risk mitigation… more
- Veterans Affairs, Veterans Health Administration (Northport, NY)
- …Laboratory Information Manager, Quality Manager, Laboratory Manager, Regional Technical Specialist , National Quality and Compliance Agent, Regional Program ... is encountered by technical personnel. Reviews results and assures compliance with quality control, safety standards, proficiency testing programs, accreditation… more
- GE Vernova (Schenectady, NY)
- …Proven experience in a global trade environment. + Experience with customs software, regulatory compliance , and project management. + Skills: + Strong knowledge ... skills. + Proficiency in Microsoft Office Suite, customs management systems, and regulatory compliance tools. + Excellent communication and interpersonal skills.… more
- BMO Financial Group (New York, NY)
- …a focus on Capital Market products. This role combines strategic oversight, regulatory engagement, and technical expertise to ensure compliance and resilience ... supervisory reviews. + Develop a robust understanding of US regulatory rules and oversee compliance and interpretations....at a group/enterprise-wide level and serves as a senior specialist resource across BMO. + Apply expertise and thinks… more
- Bank of America (New York, NY)
- …investigative support role **Skills:** + Critical Thinking + Fraud Management + Regulatory Compliance + Written Communications + Investigation Management + ... as financial crimes, including financial crimes investigations management, fraud management, regulatory compliance , risk management, or issue management + BSA… more