• Compliance Risk and Reporting Manager

    TD Bank (Charlotte, NC)
    …internal audits and regulatory examinations. Track remediation efforts and support the resolution of compliance related findings, ensuring effective ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
    TD Bank (08/28/25)
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  • Compliance Risk Assessment Manager

    TD Bank (Charlotte, NC)
    …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
    TD Bank (08/23/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Charlotte, NC)
    …individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners. ... **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and… more
    TD Bank (08/21/25)
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  • Manager, Compliance Program Effectiveness…

    TD Bank (Charlotte, NC)
    …+ Serve as the lead liaison with first-line business risk owners and compliance oversight functions + Support the assessment of first-line risk owners' ... & Operations Manager leads the development and implementation (or lead support ) of enterprise Compliance programs, including frameworks, policies, standards… more
    TD Bank (08/30/25)
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  • Manager, Compliance Program Governance

    TD Bank (Charlotte, NC)
    …and control design effectiveness assessment also desired. **Key Responsibilities** **:** + Support the global Compliance Program in defining and achieving ... & Operations Manager leads the development and implementation (or lead support ) of enterprise Compliance programs, including frameworks, policies, standards… more
    TD Bank (08/30/25)
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  • Compliance Business Oversight Manager-…

    TD Bank (Charlotte, NC)
    …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance ...testing to ensure gaps are addressed and aligned with regulatory expectations. + Support control mapping to… more
    TD Bank (08/21/25)
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  • Senior Lead Compliance Officer - Structured…

    Wells Fargo (Charlotte, NC)
    … risk expertise and consulting for high-risk projects and initiatives. + Conduct compliance risk assessments and support regulatory exams, audits, and ... role, you will:** + Serve as a subject matter expert on regulatory requirements impacting Structured Products...internal stakeholders. + Prepare management-ready reports and communications on compliance issues. + Support regulatory … more
    Wells Fargo (08/30/25)
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  • Compliance Officer Senior

    City National Bank (Charlotte, NC)
    …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, ... approach. WHAT WILL YOU DO? * Serve as a compliance subject matter expert for assigned areas....as mortgage, in addition to other business areas or support functions * Monitor legislative/ regulatory /enforcement activity and… more
    City National Bank (08/20/25)
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  • Head of Consumer Lending Compliance

    City National Bank (Charlotte, NC)
    …acceptable level. WHAT WILL YOU DO? * Serve as compliance subject matter expert for assigned areas. * Manage regulatory changes that impact business areas or ... advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role... support functions. * Monitor legislative/ regulatory /enforcement activity and trends for impacts to business line… more
    City National Bank (08/07/25)
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  • Lead Compliance Officer - Macro Sales…

    Wells Fargo (Charlotte, NC)
    …Swap Dealer within the Markets Division. This role will provide regulatory compliance advice to the business and support day-to-day compliance inquiries ... The BACO for this area will serve as the regulatory subject matter expert in a diverse...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
    Wells Fargo (08/27/25)
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