- Wells Fargo (Charlotte, NC)
- …Swap Dealer within the Markets Division. This role will provide regulatory compliance advice to the business and support day-to-day compliance inquiries ... The BACO for this area will serve as the regulatory subject matter expert in a diverse...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... Business Oversight Manager provides second line oversight and support to TD Bank's compliance and business...to portfolio and specialty + Typically a subject matter expert for a key functional Compliance area… more
- Vanguard (Charlotte, NC)
- …trends to inform compliance strategy. + Serves as a subject matter expert and liaison to regulatory agencies, internal audit, and risk partners. Supports ... rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence,...partners and senior compliance leadership. + Provides compliance guidance and advisory support to business… more
- UNC Health Care (Chapel Hill, NC)
- …documents and reports, and ensuring compliance with internal and external regulatory framework. Serves as an expert resource to physicians, coders and ... across the UNC Health Care System. Serves as an expert resource to physicians, coders and reimbursement analysts. Responds...experience in business, health care, coding, revenue cycle, legal, regulatory compliance , or a supervisory role in… more
- Prime Therapeutics (Raleigh, NC)
- … Compliance Officer's compliance governance responsibilities + Represents Compliance Regulatory Intelligence and Change Management teams in internal and ... Regulatory Intelligence communication strategy. This position acts as Compliance and regulatory liaison for all lines...ethics training programs through a variety of channels + Expert level understanding of effective compliance and… more
- NASCO (Raleigh, NC)
- …and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...risks and provide practical solutions to complex issues to support our compliance programs + Ability to… more
- Prime Therapeutics (Raleigh, NC)
- …our passion and drives every decision we make. **Job Posting Title** Sr. Compliance Analyst - Remote **Job Description** The Regulatory Inquiry & Complaints ... are met and that business operations are aligned with expectations of applicable regulatory guidance + Develop solutions to compliance problems by referring to… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... first, second, or third line of defense risk management expert that advises on business and/or product decisions. The... all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the… more
- Prime Therapeutics (Raleigh, NC)
- …Riskonnect Compliance module. As a technical SME for the Riskonnect Compliance module, provide expert guidance on compliance -related matters within ... compliance and ethics training programs through a variety of channels + Expert level understanding of effective compliance and ethics program principles,… more
- Lowe's (Mooresville, NC)
- …such as I-9 administration, workplace accommodations, unemployment compensation, EEO/AA compliance , and broader regulatory matters impacting the workforce. ... ensuring consistent policy application and risk reduction. * Leads compliance audits and translate regulatory changes into...changes into actionable updates across HR processes. * Provides expert guidance on complex HR compliance issues… more