- UMB Bank (Sacramento, CA)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing ... Compliance Management System. This position will conduct transaction testing to validate regulatory compliance of consumer and commercial loan and… more
- North Wind Group (Livermore, CA)
- Job Title: Compliance Analyst - AI Performance Analyst (NWS 00835) North Wind Services is actively seeking individuals who can contribute to national ... Directorate has an opening for an experienced AI Policy Analyst to develop and implement strategies in building out...(AI) to streamline and consolidate institutional documents and support regulatory compliance . As part of the Institutional… more
- Guardian Life (Sacramento, CA)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Coinbase (Sacramento, CA)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and… more
- Coinbase (Sacramento, CA)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Robert Half Accountemps (Mountain View, CA)
- Description The Compliance and Controls Analyst is responsible for supporting the organization's internal control framework, conducting SOX compliance ... compliance environment. Key Responsibilities: + Coordinate and execute SOX compliance activities, including documentation, testing , and remediation of… more
- Raymond James Financial, Inc. (Sacramento, CA)
- …of the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key ... role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging...Analyst in the design, planning, and execution of testing strategies; under direct supervision, may lead the … more
- The County of Los Angeles (Los Angeles, CA)
- …contribute to the overarching goals of optimizing program effectiveness, ensuring regulatory compliance , and promoting health equity within the managed ... PREDICTIVE DATA ANALYST / EMERGENCY APPOINTMENT HOMELESSNESS Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4775405) Apply PREDICTIVE DATA … more
- Coinbase (Sacramento, CA)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... transaction monitoring system (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible for auditing TMS… more
- City and County of San Francisco (San Francisco, CA)
- …creating spreadsheets, documenting findings, and formulating recommendations. Legislative and Regulatory Compliance : This specialization involves analyzing and ... County of San Francisco has to offer. In the role of Principal Administrative Analyst , you will lead and perform challenging and complex projects that span areas… more