- TD Bank (Fort Lauderdale, FL)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- Deloitte (Miami, FL)
- Senior Manager - FSI Risk, Regulatory &... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and ... risk) + Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- Deloitte (Tampa, FL)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Senior Manager - Regulatory & Financial Risk... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- Citigroup (Tampa, FL)
- The Regulatory Reporting Manager -Securites Services accomplishes results through the management of small professional team(s) and department(s) or as an ... of how areas collectively integrate within the sub-function of Investor Services Regulatory Reporting domain as well as coordinate and contribute to the objectives… more
- Sumitomo Pharma (Tallahassee, FL)
- …a dynamic, highly motivated, and experienced individual for the position of Senior Manager , Regulatory Operations, For assigned projects, the Senior Manager ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- American Express (Sunrise, FL)
- …Relevant audit and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing … more
- PNC (Jacksonville, FL)
- …an opportunity to contribute to the company's success. As a Quality Group Manager - CPR Testing (Collections Platform Replacement) within PNC's Retail Lending ... and experience in the planning, designing and execution of testing . Working knowledge of various testing methodologies...while working with business and other risk partners (eg. Compliance , ERM, Legal, Audit, ETS). Manages and is responsible… more
- City National Bank (Tallahassee, FL)
- …* Conduct system testing to validate GRRID functionality, accuracy, and compliance with regulatory expectations. * Analyzing current regulatory processes ... regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Compliance , or audit role. + Experience leading projects + Certified Regulatory Compliance Manager (CRCM) or CIA, CPA **Education/Previous Experience** ... Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills...compliance for Raymond James Bank. The Internal Audit Manager will oversee the work of others and perform… more
- American Express (Sunrise, FL)
- …the Business Unit Compliance Assessments (BUCA), Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Drive implementation of policy and ... impact, and together, you will help us define the future of American Express. ** Manager , US Consumer Compliance ** This position will play a critical role within… more